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上訴審裁處確認證監對RaffAello Capital譴責及罰款的決定

Future Wealths
Future Wealths
25 9 月, 2025
One Min Read
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繼證券及期貨事務上訴審裁處早前維持證監會對RaffAello Capital Limited（下稱RaffAello）採取的紀律行動後，證監會遂對RaffAello作出譴責及罰款400萬元，原因是該公司未有在帕布莉卡控股上市申請期間履行其作為保薦人的職責。

原文: https://finance.mingpao.com/fin/instantf/20250925/1758792482895/%e4%b8%8a%e8%a8%b4%e5%af%a9%e8%a3%81%e8%99%95%e7%a2%ba%e8%aa%8d%e8%ad%89%e7%9b%a3%e5%b0%8draffaello-capital%e8%ad%b4%e8%b2%ac%e5%8f%8a%e7%bd%b0%e6%ac%be%e7%9a%84%e6%b1%ba%e5%ae%9a

Last Update: 25 9 月, 2025

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