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東泰證券因未能保障客戶資產遭證監會譴責及罰款90萬元

Future Wealths
Future Wealths
13 11 月, 2025
One Min Read
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證監會對東泰證券作出譴責，並處以罰款90萬港元，原因是東泰干犯涉及在未經授權情況下沽售客戶證券及轉帳客戶款項的缺失。

原文: https://finance.mingpao.com/fin/instantf/20251113/1763026722882/%E6%9D%B1%E6%B3%B0%E8%AD%89%E5%88%B8%E5%9B%A0%E6%9C%AA%E8%83%BD%E4%BF%9D%E9%9A%9C%E5%AE%A2%E6%88%B6%E8%B3%87%E7%94%A2%E9%81%AD%E8%AD%89%E7%9B%A3%E6%9C%83%E8%AD%B4%E8%B2%AC%E5%8F%8A%E7%BD%B0%E6%AC%BE90%E8%90%AC%E5%85%83%22%20target=%22blank

Last Update: 13 11 月, 2025

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